Unclaimed
Dennis Francis Hagan is a financial advisor registered with Fidelity Brokerage Services LLC. Dennis has a strong background in the financial services industry, having been in the business for over 10 years. Dennis holds a variety of licenses and certifications, including Series 6, 7, 9, 10, 24 and SIE. Dennis is registered in Massachusetts, Pennsylvania, Texas, and Utah. Prior to joining Fidelity Brokerage Services LLC, Dennis was employed by Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
09/29/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
PA
12/08/2012 - 08/31/2021
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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