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Dennis Eugene Vaagen

Avantax Investment Services, Inc.

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About Dennis Eugene Vaagen

Dennis Eugene Vaagen is a registered representative with Avantax Investment Services, Inc. Dennis has been in the securities industry since January 7, 2000. Dennis is licensed to sell securities in Alaska, Arizona, California, Idaho, Mississippi, Montana, Oregon, and Washington.

Firm Information

Dennis Vaagen is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Vaagen’s Registration & Firm History

WA

03/18/2009 - Present

Avantax Investment Services, Inc. (COLVILLE WA)

WA

01/01/2008 - 03/23/2009

WACHOVIA SECURITIES, LLC (COLVILLE WA)

WA

01/07/2000 - 01/03/2008

A. G. EDWARDS & SONS, INC. (COLVILLE WA)

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Licenses & Designations

BOTH

Issued 12/10/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dennis Eugene Vaagen. Review regulatory record here.
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