Unclaimed
Dennis Ernest Gilkerson is a financial advisor with LPL Financial LLC. Dennis has been in the industry since 1997 and has experience working at several financial institutions. Dennis has a Series 7, Series 63 and SIE licenses and is registered in California. Dennis's areas of expertise include providing financial planning, portfolio management for businesses and individuals and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/23/2016 - Present
LPL Financial LLC (LOS ANGELES CA)
CA
05/07/2015 - 05/05/2016
CETERA INVESTMENT SERVICES LLC (BEVERLY HILLS CA)
CA
05/03/2006 - 03/31/2015
COMERICA SECURITIES (LOS ANGELES CA)
CA
03/19/2002 - 02/06/2006
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
NY
08/27/1996 - 10/03/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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