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Dennis Erik Brooks

Allstate Financial Services, LLC

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About Dennis Erik Brooks

Dennis Brooks is a registered representative in Nebraska with Allstate Financial Services, LLC. Dennis's Series 6 and Series 63 licenses allow Dennis to provide investment advice and sell securities in the state. Dennis is also licensed to sell insurance products through Allstate Financial Services, LLC.

Firm Information

Dennis Brooks is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Brooks’s Registration & Firm History

NE

02/03/2017 - Present

Allstate Financial Services, LLC (Lincoln NE)

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Licenses & Designations

BC

Issued 01/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dennis Erik Brooks. Review regulatory record here.
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