Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Seff is a financial professional with over 20 years of experience in the industry. Dennis is currently registered with Avatar Securities, LLC, and is a Series 7, 24, 55, 57 and SIE licensed professional. Dennis previously worked at World First Financial Services, Inc., Monarch Financial Corporation of America, Goldis Financial Group, Inc. and Wm. V. Frankel & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/15/2016 - Present
Avatar Securities, LLC (NEW YORK NY)
NY
08/26/2010 - 03/28/2013
WORLD FIRST FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
02/26/1997 - 08/25/2010
MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)
NY
11/01/1994 - 02/11/1997
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NJ
10/12/1994 - 10/24/1994
WM. V. FRANKEL & CO., INCORPORATED (JERSEY CITY NJ)
BC
Issued 11/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2016
Series 57 - Securities Trader Exam
BC
Issued 12/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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