Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Edward Surmanek is a financial advisor with over 17 years of experience in the financial services industry. Dennis is currently registered with Wells Fargo Advisors Financial Network, LLC and has been associated with them since November 2016. Before Wells Fargo, Dennis was with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Dennis is licensed to provide securities advice in multiple states including California, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, and Pennsylvania. Dennis is also a licensed investment advisor representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
07/27/2021 - Present
Wells Fargo Advisors Financial Network, LLC (RED BANK NJ)
NY
11/06/2009 - 11/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STATEN ISLAND NY)
NY
06/01/2009 - 12/01/2009
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
12/12/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STATEN ISLAND NY)
BOTH
Issued 02/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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