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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Edward Forster has been in the financial services industry since August 1979. Dennis is currently registered as a Registered Representative with Morgan Stanley and is active in California and Texas. Dennis has previously worked at CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC. Dennis has a wide range of experience in the financial services industry, including experience as a General Securities Principal, a Registered Options Principal, a Municipal Securities Principal, and a NYSE Branch Manager. Dennis is also a Series 65 and Series 63 holder. Dennis's primary office location is in Santa Barbara, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (Santa Barbara CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/24/1979 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/04/1989
Series 24 - General Securities Principal Examination
BC
Issued 12/18/1982
Series 12 - NYSE Branch Manager Examination
BC
Issued 03/22/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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