Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Edgardo Mojares is a financial professional with over 30 years of experience in the industry. Dennis is currently registered with Charles Schwab & CO., Inc., and has previously worked with a number of other firms, including Wachovia Securities, LLC, HSBC Brokerage (USA) Inc., UBS PaineWebber Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and EQ Financial Consultants, Inc. Dennis is a Series 7, 63, and 65 licensed professional with a wide range of experience and expertise. Dennis is currently licensed to conduct business in a number of states including California, Connecticut, Delaware, Florida, Louisiana, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
01/02/2019 - Present
Charles Schwab & CO., Inc. (Red Bank NJ)
NJ
03/04/2003 - 10/30/2007
WACHOVIA SECURITIES, LLC (SOUTH PLAINFIELD NJ)
NY
09/03/2002 - 03/03/2003
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
04/14/2000 - 08/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/18/1996 - 05/25/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/24/1995 - 08/02/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
10/24/1995 - 08/02/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
08/13/1993 - 10/12/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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