Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis E Turner is a financial advisor with over 35 years of experience in the industry. Dennis is currently registered with LPL Financial LLC in Germantown, Tennessee. Dennis has held previous roles with B. Riley Wealth Management, National Securities Corporation, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Waddell & Reed, Inc., and NBC Capital Markets Group, Inc. Dennis holds multiple FINRA securities licenses, including Series 4, 7, 24, 52, 55, 63, 65, 72, 79TO, and SIE. Dennis also holds a Uniform Investment Adviser Law Examination. Dennis specializes in providing financial advice to a variety of clients, including individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Dennis focuses on providing personalized financial advice and investment strategies to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
01/04/2024 - Present
LPL Financial LLC (GERMANTOWN TN)
TN
11/02/2020 - 01/03/2023
B. RILEY WEALTH MANAGEMENT (Memphis TN)
FL
01/04/2022 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
TN
02/13/2013 - 10/09/2020
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
06/14/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
07/06/2010 - 05/23/2011
WADDELL & REED, INC. (MEMPHIS TN)
TN
09/23/2004 - 07/07/2010
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
09/25/1986 - 09/23/2004
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
IA
Issued 05/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 06/26/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1985
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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