Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Nelson is a financial advisor with over 40 years of experience in the financial services industry. Dennis currently works with Edward Jones. Dennis has a strong track record of helping clients achieve their financial goals. Dennis is a Certified Financial Planner and holds the Series 7, Series 63, and Series 66 licenses. Dennis has held positions with various financial institutions including Parkland Securities, LLC, Walnut Street Securities, Inc., Putnam Mutual Funds Corp., C.J.M. Planning Corp., Fidelity Brokerage Services, Inc., Fidelity Distributors Corporation and Kidder, Peabody & Co., Incorporated. Dennis is dedicated to providing personalized financial advice and guidance to help clients make informed decisions about their finances.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
10/12/2021 - Present
Edward Jones (MARBLEHEAD MA)
MA
02/09/2002 - 04/26/2019
PARKLAND SECURITIES, LLC (MARBLEHEAD MA)
CA
05/12/1998 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
07/23/1991 - 03/12/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
NJ
11/10/1988 - 06/17/1991
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
NA
09/19/1979 - 12/03/1986
FIDELITY BROKERAGE SERVICES, INC.
NA
10/11/1977 - 10/28/1986
FIDELITY DISTRIBUTORS CORPORATION
NA
05/11/1972 - 07/25/1977
KIDDER, PEABODY & CO., INCORPORATED
BC
Issued 07/14/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1972
Series 000 - General Securities Principal Examination
BC
Issued 04/25/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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