Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Donnelly Bernholz is a financial professional with over 20 years of experience in the securities industry. Dennis is currently registered with Cantor Fitzgerald & Co. in San Francisco, CA. Dennis has a strong track record of success in the financial services industry, and has held various positions at several firms including Weeden & Co. L.P., FBR Capital Markets & Co., Thomas Weisel Partners LLC, and Fleet Securities, Inc. Dennis is a Series 7, Series 25, Series 55, Series 57TO, and SIE licensed professional, and is also registered in 25 states. Dennis is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/02/2016 - Present
Cantor Fitzgerald & Co. (SAN FRANCISCO CA)
CA
11/26/2012 - 03/01/2016
WEEDEN & CO.L.P. (GREENBRAE CA)
CA
10/19/2009 - 09/04/2012
FBR CAPITAL MARKETS & CO. (SAN FRANCISCO CA)
CA
08/02/2000 - 10/15/2009
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
TX
01/26/1999 - 07/21/2000
FLEET SECURITIES, INC. (DALLAS TX)
MA
05/26/1995 - 03/05/1996
FINANCIAL TRADING & CONSULTANCY CORPORATION (GREAT BARRINGTON MA)
BC
Issued 02/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 05/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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