Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Donato Nepomuceno is an active Investment Advisor Representative associated with Wells Fargo Clearing Services, LLC. Dennis has been in the industry since 2003 and has worked for several firms including Morgan Stanley and Citigroup Global Markets Inc. Dennis is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/16/2023 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
10/18/2022 - 05/23/2023
MORGAN STANLEY (San Francisco CA)
CA
03/10/2014 - 09/28/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
06/01/2009 - 03/10/2014
MORGAN STANLEY (SAN FRANCISCO CA)
CA
07/01/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NE
07/05/2001 - 07/06/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 09/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dennis Nepomuceno is the right advisor for you? Invested Better is here to help.
