Unclaimed
Dennis Dean Ross has been a registered financial advisor for over 30 years. Dennis has a strong track record of providing financial planning and investment management services to a diverse clientele. Dennis is currently registered with Cetera Investment Advisers LLC in Ohio and is a Registered Representative with Cetera Advisor Networks LLC. Dennis has a broad range of experience in the financial services industry, including previous roles with J.P. Morgan Securities LLC, Chase Investment Services Corp., Nationwide Securities, LLC and Nationwide Investment Services Corporation.
HILLARD, OH
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (HILLARD OH)
CA
07/20/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
OH
10/01/2012 - 07/13/2021
J.P. MORGAN SECURITIES LLC (Columbus OH)
OH
03/19/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
09/18/2008 - 03/01/2010
NATIONWIDE SECURITIES, LLC (DUBLIN OH)
OH
08/25/1998 - 09/03/2008
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
NJ
10/10/1992 - 08/11/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
09/22/1992 - 09/25/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 5/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2015
Series 4 - Registered Options Principal Examination
BC
Issued 9/18/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/4/1992
Series 7 - General Securities Representative Examination
BC
Issued 9/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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