Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Dean Johnson is a financial advisor at Northwestern Mutual Investment Services, LLC. Dennis has been in the financial services industry since 1983. He is licensed to provide financial advice in California, Iowa and Nebraska. Dennis has passed the Series 6, Series 26 and SIE exams. He is also licensed with the Series 63. Dennis worked for Robert W. Baird & Co. Incorporated from 1999 to 2002. Dennis specializes in providing financial advice to banking or thrift institutions and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NE
12/23/1983 - Present
Northwestern Mutual Investment Services, LLC (OMAHA NE)
WI
10/13/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Johnson is the right advisor for you? Invested Better is here to help.
