Unclaimed
Dennis David Smith is a financial advisor with over 20 years of experience in the industry. He is currently registered with Farmers Financial Solutions, LLC in Glendale, Arizona. Dennis holds the Series 6, Series 26 and Series 63 licenses and is registered in Arizona, North Carolina and Wyoming. Prior to joining Farmers Financial Solutions, Dennis was employed by Investors Brokerage Services, Inc. in Elgin, Illinois. Dennis Smith is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
09/08/2000 - Present
Farmers Financial Solutions, LLC (GLENDALE AZ)
IL
01/05/2000 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
BC
Issued 12/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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