Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis David Miller is a financial advisor based in LOUISVILLE, KY. Dennis has been in the industry since March 16, 2005 and is currently registered with ADP Broker-Dealer, Inc.. Dennis is also a registered representative with FINRA. Previous experience includes John Hancock Distributors LLC, John Hancock Funds, LLC, Columbia Management Distributors, Inc. and MFS Fund Distributors, Inc. Dennis holds the Series 6, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
11/23/2015 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
MA
10/29/2010 - 11/17/2015
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
09/12/2006 - 10/26/2012
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
08/22/2006 - 08/30/2006
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
02/22/2005 - 08/15/2006
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 03/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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