Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Dale Holzwarth is a financial professional with over 20 years of experience in the industry. He is currently registered with Avantax Advisory Services as a Registered Representative and Investment Advisor Representative. Dennis Dale Holzwarth has previously been registered with Hornor, Townsend & Kent, Inc., Walnut Street Securities, Inc., and Investment Management & Research, Inc. He holds Series 63, 66, 7 and SIE licenses. Dennis Dale Holzwarth is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
12/11/2012 - Present
Avantax Advisory Services (DALLAS TX)
PA
04/10/2003 - 03/02/2005
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
CA
01/06/1999 - 04/29/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
FL
08/20/1998 - 12/31/1998
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
BC
Issued 12/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/02/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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