Unclaimed
Dennis Birkley is a financial professional registered with Northwestern Mutual Investment Services, LLC. Dennis has been in the industry since October 27, 2020 and has experience in the financial services sector. Dennis holds the Series 63, Series 6TO and SIE licenses. Dennis is licensed to offer securities in 14 states including Arizona, Florida, Illinois, Indiana, Iowa, Kentucky, Maine, Maryland, Minnesota, Mississippi, Oregon, Texas, Utah and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
10/28/2020 - Present
Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)
BC
Issued 06/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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