Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Cooney is a financial advisor at Wells Fargo Advisors Financial Network, LLC, with over 30 years of experience in the financial services industry. Dennis holds a Series 7, Series 10, Series 9, Series 31, Series 63 and Series 65 license. Dennis is a Certified Financial Planner™ professional and offers a range of services including investment consulting, financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Dennis has a long history with Wells Fargo Advisors, having worked for the firm and its predecessor firms since 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/02/2023 - Present
Wells Fargo Advisors Financial Network, LLC (DOYLESTOWN PA)
PA
03/02/2007 - 03/02/2023
WELLS FARGO CLEARING SERVICES, LLC (DOYLESTOWN PA)
PA
09/17/1999 - 03/13/2007
CITIGROUP GLOBAL MARKETS INC. (E. NORRITON PA)
NY
01/17/1995 - 09/10/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MD
06/12/1992 - 01/23/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 11/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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