Unclaimed
Dennis Kerins is a financial professional who has been in the industry since 1985. Dennis is currently registered with Dealerweb Inc. and holds Series 3, 7 and 63 licenses as well as the SIE exam. Dennis has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Government Securities Inc., Waterhouse Securities, Inc. and First Jersey Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/09/2009 - Present
Dealerweb Inc. (JERSEY CITY NJ)
NY
03/16/1989 - 01/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/05/2001 - 01/02/2009
MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)
NE
11/19/1985 - 09/12/1988
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
01/23/1985 - 06/18/1985
FIRST JERSEY SECURITIES, INC.
BC
Issued 02/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1991
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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