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Dennis Clifton Hewlett

Leigh Baldwin & CO., LLC

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About Dennis Clifton Hewlett

Dennis Clifton Hewlett is a financial advisor with over 39 years of experience in the financial services industry. Dennis Hewlett is currently registered with Leigh Baldwin & CO., LLC and has been with the firm since January 8, 2003. Prior to that, Dennis Hewlett was registered with HUSS SERVICES, INC., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dennis Hewlett has a broad range of experience in financial services, including investments, financial planning, and portfolio management. Dennis Clifton Hewlett has a strong commitment to providing his clients with personalized financial advice and service.

Firm Information

Dennis Hewlett is currently registered with Leigh Baldwin & CO., LLC. Leigh Baldwin & CO., LLC is a Limited Liability Company headquartered in Cazenovia, NY, that was formed on January 31, 1995. The firm is registered with the SEC and offers investment advisory services, including financial planning, portfolio management for individuals, and selection of other advisers. The firm has approximately $232,011,373 in regulatory assets under management and serves a diverse clientele, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Leigh Baldwin & CO., LLC

112 ALBANY STREET

CAZENOVIA, NY 13035

$232.01M

Assets Under Management

642

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/referral fees from other ria's

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Dennis Hewlett’s Registration & Firm History

PA

01/08/2003 - Present

Leigh Baldwin & CO., LLC (CLARKS SUMMIT PA)

PA

07/30/2007 - 12/08/2009

HUSS SERVICES, INC. (CLARKS SUMMIT PA)

NY

02/15/2000 - 01/06/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

05/06/1994 - 02/15/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/23/1983 - 05/12/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/20/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/01/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/1984

Series 3 - National Commodity Futures Examination

BC

Issued 08/20/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Dennis Clifton Hewlett. Review regulatory record here.
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