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Dennis Clarence Twarogowski

Independence Capital CO., Inc.

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About Dennis Clarence Twarogowski

Dennis Clarence Twarogowski is a registered representative with Independence Capital Co., Inc. Dennis has been in the financial services industry since 1982. Dennis has a Series 6, 7, 24, 63, 99TO, and SIE licenses. Dennis is also a Registered Principal. Dennis is registered in multiple states including Arizona, Connecticut, Florida, Georgia, Indiana, Kentucky, Maine, Massachusetts, New Mexico, Ohio, Pennsylvania, Tennessee and West Virginia.

Firm Information

Dennis Twarogowski is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Twarogowski’s Registration & Firm History

OH

01/03/2011 - Present

Independence Capital CO., Inc. (PARMA OH)

OH

05/20/1987 - 03/02/2005

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

NA

03/22/1984 - 04/23/1987

MANAGED INVESTMENTS, INC.

NA

04/30/1982 - 01/09/1986

THE O.N. EQUITY SALES COMPANY

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Licenses & Designations

BC

Issued 07/21/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

BC

Issued 04/29/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Clarence Twarogowski.
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