Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Ku is a financial advisor with SB Advisory, LLC, located in Lewis Center, OH, and is registered with the state of Ohio. Dennis Ku has been working in the financial industry since November 2004. Dennis Ku has experience in the areas of investment company products, variable contracts, insurance and financial planning. Dennis Ku has licenses in Ohio and is registered with the state of California, Florida, Michigan, North Carolina, Ohio and Virginia. Dennis Ku is also associated with Bankers Life Securities, Inc., Hornor, Townsend & Kent, LLC, ProEquities, Inc., UVEST Financial Services Group, Inc. and Allstate Financial Services, LLC. SB Advisory, LLC's main office is located in Atlanta, GA. The firm specializes in providing financial planning and portfolio management for individuals. SB Advisory, LLC, has $285,851,527 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
12/20/2021 - Present
SB Advisory, LLC (Lewis Center OH)
OH
01/18/2019 - 10/12/2021
HORNOR, TOWNSEND & KENT, LLC (COLUMBUS OH)
OH
05/26/2016 - 01/31/2019
BANKERS LIFE SECURITIES, INC. (COLUMBUS OH)
OH
06/09/2010 - 05/26/2016
PROEQUITIES, INC. (COLUMBUS OH)
OH
07/13/2007 - 05/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (COLUMBUS OH)
OH
01/27/2006 - 05/10/2007
ALLSTATE FINANCIAL SERVICES, LLC (LANCASTER OH)
CA
01/02/2003 - 07/07/2004
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 10/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Ku is the right advisor for you? Invested Better is here to help.
