Unclaimed
Dennis Chu is a registered representative with KKR Capital Markets LLC. Dennis is currently registered in 53 states and territories. Dennis's current role is as a Broker/Dealer and is registered with FINRA. Dennis has been in the securities industry since June 19, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2022 - Present
KKR Capital Markets LLC (New York NY)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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