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Dennis Chu

KKR Capital Markets LLC

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About Dennis Chu

Dennis Chu is a registered representative with KKR Capital Markets LLC. Dennis is currently registered in 53 states and territories. Dennis's current role is as a Broker/Dealer and is registered with FINRA. Dennis has been in the securities industry since June 19, 2022.

Firm Information

Dennis Chu is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Chu’s Registration & Firm History

NY

06/20/2022 - Present

KKR Capital Markets LLC (New York NY)

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Licenses & Designations

BC

Issued 08/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Chu.
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