Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Christopher Smith is a registered representative with Aon Securities LLC. Dennis is located in New York, New York, and has been in the industry since February 2023. Dennis holds the Series 7TO, Series 63, and Series 79TO securities licenses. Dennis has a total of 4 licenses and registrations. Dennis is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
02/02/2023 - Present
AON Securities LLC (NEW YORK NY)
BC
Issued 02/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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