Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Charles Ray is a financial advisor with over 38 years of experience in the financial services industry. Dennis is currently registered with Western International Securities, Inc., and has been a representative with the firm since August 2017. Previously, Dennis was a representative with Financial West Group for over 26 years. Dennis is licensed in multiple states, including California, Nevada, Oregon, and Wisconsin, and holds several industry licenses and designations. Dennis specializes in providing financial planning and portfolio management services to individuals, businesses, and retirement plans. Dennis is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/31/2019 - Present
Western International Securities, Inc. (Woodland Hills CA)
CA
04/30/1991 - 08/21/2017
FINANCIAL WEST GROUP (Woodland Hills CA)
NA
01/21/1988 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NA
01/30/1985 - 01/06/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
12/03/1984 - 01/23/1985
PREFERRED SECURITIES CORPORATION
NA
08/21/1981 - 11/24/1982
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
BC
Issued 05/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2002
Series 4 - Registered Options Principal Examination
BC
Issued 08/25/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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