Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Charles Krol is a financial advisor who has been in the industry since 1998. Dennis is currently registered with Osaic Wealth, Inc. in FRANKFORT, KY. Dennis has also worked with SAGEPOINT FINANCIAL, INC. and MONEY CONCEPTS CAPITAL CORP. in the past. Dennis specializes in financial planning, pension consulting, and educational seminars. Dennis is licensed to offer financial advice in Florida, Indiana, Kentucky, Mississippi, New York, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
09/01/2023 - Present
Osaic Wealth, Inc. (FRANKFORT KY)
KY
02/21/2013 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FRANKFORT KY)
KY
02/03/2011 - 03/20/2012
MONEY CONCEPTS CAPITAL CORP (FRANKFORT KY)
KY
10/31/2008 - 01/22/2010
SAGEPOINT FINANCIAL, INC. (FRANKFORT KY)
KY
10/01/2002 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (FRANKFORT KY)
TX
01/08/1997 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 12/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2015
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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