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Dennis Charles Koenning

Transamerica Financial Advisors, Inc.

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About Dennis Charles Koenning

Dennis Koenning is a financial advisor registered with Transamerica Financial Advisors, Inc. Dennis has been in the financial services industry since 1987. Dennis holds Series 63, 65, 7 and 31 licenses, and the SIE designation. Dennis is registered with the following states: Alabama, California, Florida, Georgia, Idaho, New Jersey, South Carolina, Tennessee, Texas, Utah and Wisconsin. Dennis specializes in Portfolio Management for Individuals and the selection of other advisors.

Firm Information

Dennis Koenning is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Koenning’s Registration & Firm History

GA

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (Alpharetta GA)

GA

09/08/2010 - 01/06/2012

WORLD GROUP SECURITIES, INC. (JOHNS CREEK GA)

GA

01/09/1997 - 12/31/2009

AMERICAN WEALTH MANAGEMENT, INC. (BUFORD GA)

FL

07/30/1994 - 01/17/1997

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

06/24/1992 - 07/15/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/15/1989 - 06/23/1992

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

05/16/1988 - 08/16/1989

F.N. WOLF & CO., INC.

NA

02/02/1987 - 05/18/1988

SHERWOOD CAPITAL, INC.

NA

12/23/1986 - 01/31/1987

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

IA

Issued 11/12/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Dennis Charles Koenning. Review regulatory record here.
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