Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Clay is a financial professional with over 30 years of experience in the financial services industry. Dennis is currently a registered representative with Crews & Associates, Inc., a firm with offices in Little Rock, Arkansas. Dennis has experience working with a wide range of clients, including individuals, families, businesses, and charitable organizations. His services include financial planning, portfolio management, and investment advisory services. Dennis has passed numerous securities exams including Series 7, Series 3, Series 5, Series 50, Series 52, Series 53, and Series 24. Dennis is licensed to provide investment advice and sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AR
01/01/2017 - Present
Crews & Associates, Inc. (LITTLE ROCK AR)
AR
03/03/2006 - 09/01/2011
STEPHENS (LITTLE ROCK AR)
AR
01/25/2005 - 02/28/2006
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
12/11/2000 - 01/20/2005
STEPHENS INC. (LITTLE ROCK AR)
TN
08/09/1989 - 12/20/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/08/1989 - 05/17/1989
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
09/09/1986 - 05/08/1989
T. J. RANEY & SONS, INC.
NA
10/03/1985 - 09/12/1986
DELTA FINANCIAL INVESTMENT CORPORATION
NA
05/24/1985 - 09/27/1985
SHEARSON LEHMAN BROTHERS INC.
NA
10/30/1984 - 05/06/1985
DELTA FINANCIAL INVESTMENT CORPORATION
NA
03/15/1984 - 05/11/1984
PARK, RYAN, INC.
BC
Issued 12/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/29/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1985
Series 5 - Interest Rate Options Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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