Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Clark is a financial advisor with over 39 years of experience in the industry. Dennis has a Series 7, Series 31, Series 63, and Series 65 license. He is currently registered with Cambridge Investment Research Advisors, Inc. and is a registered representative and investment advisor representative in Colorado and Texas. Dennis also has a history of working with First Allied Securities, Inc., Multi-Financial Securities Corporation, UBS PaineWebber Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dennis Clark is an active participant in the financial industry and offers a wide range of services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
08/09/2011 - Present
Cambridge Investment Research Advisors, Inc. (Littleton CO)
CO
05/14/2008 - 08/01/2011
FIRST ALLIED SECURITIES, INC. (DENVER CO)
CO
09/04/2002 - 05/15/2008
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
NJ
06/06/1990 - 03/13/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/23/1982 - 05/30/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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