Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Butterfield is a financial professional with over 40 years of experience in the financial services industry. Dennis is a Registered Representative with Lifemark Securities Corp., and has held previous roles with Foresters Equity Services, Inc., Nationwide Securities, LLC, 1717 Capital Management Company, Mutual Service Corporation, ProEquities, Inc., Equity Services, Inc., MBA Equity Investment Corporation and NEL Equity Services Corporation. Dennis holds the Series 1, 7, 24, and 63 licenses and the SIE designation. In addition to his work as an investment advisor, Dennis is also an Independent Insurance Agent. Dennis is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2018 - Present
Lifemark Securities Corp. (Pearl River NY)
CA
10/19/2010 - 10/24/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
NH
08/01/2008 - 08/04/2010
NATIONWIDE SECURITIES, LLC (WINDHAM NH)
NH
01/29/2003 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (WINDHAM NH)
MA
10/06/1997 - 12/31/2002
MUTUAL SERVICE CORPORATION (BOSTON MA)
AL
01/13/1997 - 10/07/1997
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
01/23/1995 - 12/31/1996
PROEQUITIES, INC. (BIRMINGHAM AL)
VT
01/23/1994 - 12/31/1994
EQUITY SERVICES, INC. (MONTPELIER VT)
AL
01/20/1993 - 01/19/1994
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
VT
04/27/1987 - 12/31/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
03/05/1984 - 05/07/1987
MBA EQUITY INVESTMENT CORPORATION
NA
03/05/1976 - 12/23/1985
NEL EQUITY SERVICES CORPORATION
BC
Issued 05/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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