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Dennis Charles Bearce

Fifth Third Securities, Inc.

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About Dennis Charles Bearce

Dennis Charles Bearce is a registered representative with Fifth Third Securities, Inc. Dennis has been in the securities industry since April 2006 and has a Series 7, Series 6, and Series 66 licenses. Dennis has experience with various investments, including individual and business portfolio management. Dennis is also licensed as an Investment Advisor Representative in Kentucky, Ohio, Rhode Island, and West Virginia.

Firm Information

Dennis Bearce is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

1422 WINCHESTER AVENUE

ASHLAND, KY 41101

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Bearce’s Registration & Firm History

KY

07/19/2022 - Present

Fifth Third Securities, Inc. (ASHLAND KY)

KY

04/10/2006 - 05/14/2007

W&S BROKERAGE SERVICES, INC. (RUSSELL KY)

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Licenses & Designations

BOTH

Issued 11/18/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 4/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/7/2009

Series 7 - General Securities Representative Examination

BC

Issued 4/7/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Dennis Charles Bearce. Review regulatory record here.
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