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Dennis Chapman Roche

PNC Investments

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About Dennis Chapman Roche

Dennis Chapman Roche is an investment advisor representative with PNC Investments. Dennis has been in the industry since 2012 and holds Series 7, Series 63, and Series 66 licenses. Dennis has prior experience at Truist Investment Services, Inc., TD Ameritrade, Inc., and Scottrade, Inc. Dennis is registered to provide investment advice in Florida, Maryland, New Jersey, North Carolina and Pennsylvania.

Firm Information

Dennis Roche is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Roche’s Registration & Firm History

FL

07/15/2021 - Present

PNC Investments (Port Orange FL)

FL

07/30/2020 - 07/07/2021

TRUIST INVESTMENT SERVICES, INC. (PONTE VEDRA FL)

FL

02/26/2018 - 10/23/2018

TD AMERITRADE, INC. (ORMOND BEACH FL)

FL

11/05/2012 - 02/26/2018

SCOTTRADE, INC. (ORMOND BEACH FL)

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Licenses & Designations

BOTH

Issued 08/01/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/29/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Chapman Roche.
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