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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Frank has been a registered investment advisor since February 2013. Dennis is currently registered with Cetera Investment Advisers LLC, a firm with a large client base of both high net worth individuals and individuals other than high net worth. Dennis has over 10 years of experience in the industry. Dennis offers financial planning and portfolio management services to individual and business clients. Dennis has also worked at Nationwide Securities, LLC and Commonwealth Capital Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
06/29/2023 - Present
Cetera Investment Advisers LLC (LOUISVILLE KY)
KY
02/14/2013 - 12/31/2019
NATIONWIDE SECURITIES, LLC (LOUISVILLE KY)
IA
Issued 10/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 2/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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