Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Carleton Wells is an active advisor with over 47 years of experience in the financial industry. Dennis is registered with Raymond James Financial Services Advisors, Inc., and has previously been registered with Wells Company, Inc. and Investment Search, Inc.. Dennis is a Registered Representative and Investment Advisor Representative in multiple states. Dennis has passed the Series 63, 65, 7, 22TO, 24, 40 and SIE exams. Dennis holds principal licenses in multiple states. Dennis provides advisory services and financial planning. Dennis's office is located in Bonita Springs, FL, and he is also registered to provide services from the Raymond James Financial Services Advisors, Inc. office in Annapolis, MD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/02/2018 - Present
Raymond James Financial Services Advisors, Inc. (Bonita Springs FL)
MD
01/31/1982 - 07/26/2004
WELLS COMPANY, INC. (SEVERNA PARK MD)
NA
09/15/1978 - 11/18/1981
INVESTMENT SEARCH, INC.
NA
06/24/1976 - 08/19/1978
APACHE PROGRAMS, INC.
IA
Issued 11/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/09/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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