Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Carl Lindeman is a financial advisor with over 30 years of experience in the industry. Dennis is currently registered with Independent Financial Group, LLC in Fallbrook, CA. Prior to joining Independent Financial Group, LLC, Dennis worked for BROOKSTREET SECURITIES CORPORATION, CUNA BROKERAGE SERVICES, INC., and CENTURY INVESTORS OF AMERICA, INC. Dennis holds the Series 6, 7, 24, 63 and 65 licenses, as well as the SIE designation. Dennis also holds the Certified Financial Planner designation. Dennis specializes in providing financial planning services to individuals and businesses. Dennis is also experienced in providing portfolio management services for individuals, businesses, and pension plans. Dennis has a strong commitment to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/26/2007 - Present
Independent Financial Group, LLC (FALLBROOK CA)
CA
03/27/1998 - 06/27/2007
BROOKSTREET SECURITIES CORPORATION (FALLBROOK CA)
IA
10/30/1993 - 06/17/1999
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
01/10/1990 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
IA
Issued 05/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1991
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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