Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Carl Lambert is a financial advisor with Concurrent Investment Advisors, LLC. Dennis has been in the industry since June 24, 1980, and has experience working with individuals, businesses, and retirement plans. Dennis is registered in multiple states and holds several licenses and certifications, including Series 3, 7, 63, 66, and 12. Dennis is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/30/2024 - Present
Concurrent Investment Advisors, LLC (TAMPA FL)
TX
06/01/2009 - 03/19/2020
MORGAN STANLEY (HOUSTON TX)
TX
03/20/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
07/03/2001 - 04/02/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
03/02/1998 - 07/16/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
06/03/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MO
09/04/1990 - 06/03/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
11/13/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
02/06/1988 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
NA
05/19/1986 - 02/09/1988
OPPENHEIMER & CO., INC.
NA
06/19/1980 - 05/12/1986
E. F. HUTTON & COMPANY INC
BOTH
Issued 11/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1980
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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