Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Bartos is a financial advisor with The Leaders Group, Inc., located in Littleton, CO. He is licensed to conduct business in 13 states and holds Series 7, Series 24, and Series 63 licenses. Dennis has been in the financial services industry since 1988 and is dedicated to providing personalized advice and investment strategies to meet the needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/21/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
02/07/2008 - 05/22/2013
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
MD
07/30/1996 - 12/31/2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (BETHESDA MD)
GA
05/13/1996 - 07/26/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
MA
01/31/1994 - 05/17/1996
MHA FINANCIAL CORP (WESTWOOD MA)
MA
01/18/1991 - 02/01/1994
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
07/08/1986 - 02/06/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/23/1986 - 07/18/1986
BNL SECURITIES INC.
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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