Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Hou is a financial advisor with MML Investors Services, LLC. Dennis has been in the financial industry since 2011 and is registered with the state of California. Dennis's previous experience includes time with HSBC Securities (USA) Inc. and Chase Investment Services Corp. Dennis is a Series 6, 7, and 66 licensed professional and holds a Series 63 license. Dennis specializes in providing a range of financial services, including asset allocation programs, financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
01/24/2018 - Present
MML Investors Services, LLC (HACIENDA HEIGHTS CA)
CA
01/16/2013 - 04/13/2017
HSBC SECURITIES (USA) INC. (ALHAMBRA CA)
CA
02/12/2010 - 04/26/2012
CHASE INVESTMENT SERVICES CORP. (ALHAMBRA CA)
BOTH
Issued 11/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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