Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Brian Roybal is a financial advisor with Cambridge Investment Research, Inc. He is registered with the state of California and New Mexico. Dennis has been in the industry since 2007. He has a Series 7, Series 24, Series 63, Series 99TO and SIE. Dennis has experience with Ameriprise Financial Services, LLC, BBVA Securities Inc., Charles Schwab & Co., Inc., National Financial Services LLC and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/11/2022 - Present
Cambridge Investment Research, Inc. (San Clemente CA)
NM
01/24/2022 - 08/15/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Albuquerque NM)
NM
02/12/2019 - 06/02/2021
BBVA SECURITIES INC. (ALBUQUERQUE NM)
AZ
01/24/2017 - 03/29/2018
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
TX
06/02/2016 - 12/31/2016
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
04/12/2005 - 12/03/2015
SCOTTRADE, INC. (FORT WORTH TX)
BC
Issued 04/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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