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Dennis Bondoc

TD Securities (usa) LLC

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About Dennis Bondoc

Dennis Bondoc is a registered representative with TD Securities (usa) LLC. Dennis has been in the securities industry since 1998. Dennis holds Series 7 and Series 11 securities licenses. Prior to joining TD Securities (usa) LLC, Dennis worked at Nomura Securities International, Inc.

Firm Information

Dennis Bondoc is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Bondoc’s Registration & Firm History

NY

07/21/2011 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

04/06/2000 - 07/17/2007

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

04/21/1998 - 03/17/2000

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/20/2011

Series 11 - Assistant Representative-Order Processing Qualification Exam

BC

Issued 04/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Dennis Bondoc.
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