Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Bernard Davis Jr. is a financial advisor registered with LPL Financial LLC in Waverly, Iowa. Dennis has over 25 years of experience in the financial services industry. He specializes in providing financial planning, portfolio management, and consulting services to a variety of clients, including individuals, families, businesses, and retirement plans. Dennis is committed to helping his clients achieve their financial goals through personalized advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
05/18/2022 - Present
LPL Financial LLC (Waverly IA)
IA
01/07/2008 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
GA
04/17/2006 - 11/28/2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (ATLANTA GA)
OH
01/12/2006 - 04/18/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
12/13/2005 - 01/09/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
GA
01/12/2000 - 09/24/2004
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
NC
05/20/1998 - 01/12/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MN
06/25/1997 - 05/19/1998
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
GA
06/12/1997 - 05/19/1998
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
03/13/1996 - 06/24/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
05/25/1995 - 08/16/1995
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
CO
03/24/1995 - 05/22/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
MA
06/13/1994 - 11/21/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/13/1994 - 11/21/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
05/25/1993 - 07/02/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 01/18/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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