Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis B. G. Rowland is a financial advisor at Ameriprise Financial Services, LLC, based in Edina, MN. Dennis has been working in the financial industry since April 1979. Dennis has passed a variety of exams, including Series 3, 5, 7, 8, 9, 10, 63 and SIE. Dennis has previously worked at ROBERT W. BAIRD & CO. INCORPORATED and MORGAN STANLEY SMITH BARNEY. Dennis also has a variety of registrations in states including Minnesota, Texas, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Montana, Nebraska, New York, Oklahoma, Oregon, South Carolina, Utah, Washington, and Wisconsin. Dennis specializes in financial planning, portfolio management for businesses and individuals, and educational seminars. Dennis is also involved in selling a private sports card collection, as well as selling items on eBay.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/27/2023 - Present
Ameriprise Financial Services, LLC (EDINA MN)
MN
01/28/2010 - 10/02/2015
ROBERT W. BAIRD & CO. INCORPORATED (EDINA MN)
MN
06/01/2009 - 02/04/2010
MORGAN STANLEY SMITH BARNEY (ST.PAUL MN)
MN
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ST.PAUL MN)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/10/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
05/01/1979 - 06/12/1987
DAIN, BOSWORTH INCORPORATED
BC
Issued 09/13/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1991
Series 5 - Interest Rate Options Examination
BC
Issued 01/06/1989
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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