Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Lacey is a financial advisor with PNC Investments based in Emerson, New Jersey. Dennis has over 20 years of experience in the financial services industry, having worked at firms such as HSBC Securities (USA) Inc. and TJM Investments, LLC. Dennis is a registered representative with FINRA and holds the following licenses: Series 7, Series 25, Series 55, Series 63, Series 66, and SIE. He is also registered with the states of Connecticut, Delaware, District of Columbia, Florida, Illinois, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Dennis's areas of specialization include Retirement Planning, Investment Management, and College Savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NJ
08/14/2014 - Present
PNC Investments (EMERSON NJ)
NY
07/26/2013 - 08/11/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
IL
02/06/2013 - 07/10/2013
TJM INVESTMENTS, LLC (CHICAGO IL)
NY
10/01/2000 - 01/31/2013
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
NY
04/18/1997 - 10/21/1998
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
BOTH
Issued 08/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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