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Dennis B Goh

BNP Paribas Securities Corp.

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About Dennis B Goh

Dennis Goh is a financial professional with over 20 years of experience in the industry. Dennis is currently registered with BNP Paribas Securities Corp. and previously held positions at BNP Paribas Prime Brokerage, Inc. and Deutsche Bank Securities Inc. Dennis holds multiple licenses including Series 7, Series 24, Series 55, Series 57TO, and Series 63. Dennis is licensed in 52 states and the District of Columbia.

Firm Information

Dennis Goh is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Goh’s Registration & Firm History

NY

09/03/2015 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

12/02/2014 - 07/19/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

05/22/2003 - 12/01/2014

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dennis B Goh.
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