Unclaimed
Dennis Hughes is a financial advisor with over 30 years of experience in the industry. He is currently registered with GWN Securities Inc. and is licensed in Florida, New York, and Pennsylvania. Dennis is a Chartered Financial Consultant and has experience providing financial planning, market timing services, and portfolio management for individuals. Dennis also offers selection of other advisors. Dennis has held previous roles with Nationwide Securities, LLC and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
NY
12/06/2021 - Present
GWN Securities Inc. (CICERO NY)
NY
08/01/2008 - 10/07/2019
NATIONWIDE SECURITIES, LLC (CICERO NY)
NY
05/21/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (CICERO NY)
NY
07/17/1983 - 07/19/2007
NATIONWIDE SECURITIES, INC. (CICERO NY)
BC
Issued 02/20/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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