Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Anthony Seeb is a financial advisor at LPL Financial LLC, a firm that provides financial advice to individuals, corporations, and other institutions. Dennis has been in the financial industry since 1996 and has a broad range of experience in financial planning, investment management, and retirement planning. Dennis holds the Series 7, Series 63, Series 66, and SIE licenses. Dennis is registered in Alaska, Arizona, Colorado, Minnesota, Nebraska, North Dakota, Oregon, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
11/29/2017 - Present
LPL Financial LLC (FARGO ND)
ND
11/26/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (FARGO ND)
ND
10/31/2008 - 11/28/2008
AIG FINANCIAL ADVISORS, INC. (FARGO ND)
ND
01/20/2005 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (FARGO ND)
AL
08/15/1997 - 12/31/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
OK
05/17/1997 - 08/15/1997
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
CO
10/15/1996 - 05/17/1997
FINANCIAL ADVANTAGE BROKERAGE SERVICES, INC (GREENWOOD VILLAGE CO)
BOTH
Issued 12/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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