Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Oparaugo is a financial advisor with Charles Schwab & CO., Inc. located in Bowie, MD. Dennis has been in the financial services industry since October 1998. Dennis is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Maryland. He has also passed the Series 6, 7, 9, 10, 63 and 65 exams. Dennis specializes in providing investment advice to individuals and families. He also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MD
01/02/2019 - Present
Charles Schwab & CO., Inc. (Bowie MD)
MD
05/18/2005 - 09/06/2013
PNC INVESTMENTS (GREENBELT MD)
SC
11/19/2003 - 05/20/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
DC
08/23/1999 - 11/19/2003
RIGGS SECURITIES INC. (WASHINGTON DC)
MD
09/28/1998 - 07/29/1999
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
IA
Issued 05/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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