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Dennis Alicea

Santander Securities LLC

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About Dennis Alicea

Dennis Alicea is a registered representative with Santander Securities LLC and an investment advisor representative with Santander Securities LLC. Dennis Alicea is located in PARSIPPANY, NJ and has been in the industry since February 26, 2010. Dennis Alicea is also registered with the state of New Jersey. Dennis Alicea has passed the Series 63, Series 66, Series 7 and SIE exams.

Firm Information

Dennis Alicea is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Alicea’s Registration & Firm History

NJ

02/14/2023 - Present

Santander Securities LLC (PARSIPPANY NJ)

NJ

03/24/2022 - 12/19/2022

LPL FINANCIAL LLC (Parsippany NJ)

NY

11/14/2014 - 08/18/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NJ

03/08/2013 - 09/25/2013

EDWARD JONES (ORADELL NJ)

NY

12/01/2010 - 04/20/2012

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

01/20/2010 - 11/30/2010

IDB CAPITAL CORP. (NEW YORK NY)

NY

03/09/2009 - 01/11/2010

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

03/10/2005 - 12/31/2008

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

03/20/2002 - 03/18/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/19/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2016

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Alicea.
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