Unclaimed
Dennis Alfred Franson is a registered investment advisor representative with Commonwealth Financial Network. Dennis has been in the securities industry since 1974. Dennis is currently registered in California, Florida, Georgia, Maine, Massachusetts and New Hampshire. Dennis has been working with Commonwealth Equity Services, Inc. since September 1994. Dennis provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/17/1997 - Present
Commonwealth Financial Network (WOBURN MA)
NY
05/21/1982 - 09/09/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
10/01/1974 - 03/09/1982
MONY SALES, INC.
NA
10/01/1974 - 03/09/1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BC
Issued 03/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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